casebook

Held v. State of Montana (United States)

United States of America

In a major win for Montanan youths, the Montana Supreme Court upheld their R2HE under the State Constitution, recognizing the threats of climate change to current and future generations.

Credit: Jonathan W. Cohen, stock photo ID 1408197172

Casebook Info

In the US, climate change and the right to a healthy environment (R2HE) have been focal points at the state level. Montana, for instance, enshrined the right to a stable climate in its Constitution. In 2020, sixteen young Montanans (plaintiffs) challenged the State Energy Policy and the Montana Environmental Policy Act (MEPA) in court. These policies heavily favored fossil fuels, with MEPA containing a “Climate Change Exception” that barred consideration of climate impact in reviews. The plaintiffs contended that these policies infringed upon their constitutionally protected R2HE and equal protection. Their successful case led the state court and legislature to repeal these policies, marking a major victory for the youth climate movement in the US and abroad.

While confined to Montana’s Constitution, the ruling was a triumph. The Court acknowledged that “climate change is already harming plaintiffs” and that younger generations “face lifelong hardships resulting from climate change.” Therefore, despite Montana’s relatively more minor role in global emissions, the Court emphasized that “what happens in Montana has a real impact on fossil fuel energy systems, CO2, and global warming.”

  • Year Filed 2020
  • Year of Most Recent Ruling 2023
  • Year of Final Ruling (appeal pending)
  • Jurisdiction Unites States
  • Court Name Montana District Court
  • Plaintiff(s) Rikki Held and 15 others
  • Ruling On Merits
  • Respondent(s) State of Montana, its governor, and agencies including Montana Department of Environmental Quality (“DEQ”) and Montana Department of Natural Resources and Conservation (“DNRC”)
  • Outcome Judgment for Plaintiffs, now on appeal
  • Decision Link to the decision/ruling

Background

In 2020, 16 Youths between the ages of two and eighteen contested the State Energy Policy and MEPA, citing violations of their R2HE. Montana stands among the few US states integrating R2HE into its constitution through Articles II and IX, guaranteeing “the right to a clean and healthful environment” for both present and future generations, with an obligation for the State and its individuals to “maintain and improve” it. Dating back to the 1970s, the Montana Supreme Court designated these rights as “fundamental,” enabling direct legal challenges. State legislation impacting these rights must demonstrate a “compelling interest” and prove that the laws are “narrowly tailored” to avoid encroaching upon these protected rights.

Invoking the constitutional provisions, equal protection principles and the Public Trust Doctrine, the plaintiffs argued that the government, through its authority, established state energy systems that detrimentally affected Montana’s children, youth and future generations by contributing to and worsening the climate crisis. They contended that the State Energy Policy and MEPA, particularly the Climate Change Exception, violated their constitutional R2HE. Not only did the Energy Policy endorse fossil fuel projects, but the MEPA Exception restricted environmental reviews from assessing the broader environmental impacts of Montana’s energy generation beyond its borders. Seeking an injunction and declaratory relief, the plaintiffs demanded that the government initiate an accounting process, develop and implement a plan aimed at reducing greenhouse gas GHG emissions “consistent with the best available science and reductions necessary to protect youth plaintiffs’ constitutional rights from further infringement […] and to reduce the cumulative risk of harm to those rights.” 

In 2023, the Montana government attempted to dismiss the lawsuit by repealing portions of the State Energy Policy, amending MEPA and aiming to prevent courts from halting project permits due to climate change concerns. Despite these efforts, a Montana District Court ruled that the Youth plaintiffs retained the right to pursue their claims. Following a trial, the Court determined that climate change presented a significant threat to public health and linked the State’s actions directly to the injuries suffered by the plaintiffs. It held that the State had failed in its affirmative duty to ensure a healthful environment and that their environmental policies neither passed strict scrutiny analysis nor were they “narrowly tailored.” The State appealed this decision in Fall 2023, potentially bringing it before the Montana Supreme Court.

  • The Right to a Stable Climate The plaintiffs argued that R2HE included the right to a stable climate, as a sustainable and healthy environment necessitated curbing climate change.
  • The Public Trust Doctrine A common law legal principle, the doctrine holds that there are certain common, public resources, such as water, which the government, as a trustee, is obligated to protect.
  • Equal Protection and Suspect Class The plaintiffs argued that their status as youths created a suspected class under equal protection jurisprudence. Suspect classes receive heightened or strict scrutiny by the court when assessing government action and whether it is infringing upon protected, fundamental rights.

Plaintiff Strategies & Court Good Practices

Using an established domestic body of law

Using an established domestic body of law

The plaintiffs’ case relied exclusively on Montana’s policies, legislative history and Constitution. Since the constitutional amendments of 1972, the State has evolved its understanding of R2HE through legal cases, the actions of elected state and federal representatives and decisions made by the State’s courts. The Supreme Court acknowledged R2HE as a fundamental right in 1999 and recognized that the Public Trust Doctrine extended to elements of the atmosphere. Constitutionally protected fundamental rights may be challenged directly in the courts, allowing for direct challenges against the government if it fails to uphold or encroach upon those rights. The plaintiffs argued that the State neglected its duty to protect (1) their R2HE, encompassing a stable climate system; (2) their rights to health, safety and happiness; (3) their individual dignity and equal protection; and (4) Montana’s environment and public trust resources.

Each claim was grounded in the Montana Constitution and common law shaped over decades. They contended that understanding the intent behind the Montana legislature’s drafting of constitutional amendments and their approach to climate change required consideration of statements made by Delegates, a Montana Federal Senator voicing dissatisfaction with the Federal Government’s inaction and subsequent affirmations by the state government advocating for action on climate change. In seeking relief, the plaintiffs referenced prior constitutional rulings that had granted declaratory and injunctive relief, along with the development of remedial plans. Their request included the implementation of a new greenhouse gas reduction plan. The Court sided with the Constitutional argument, citing the Montana Constitution, transcripts from the constitutional convention and Montana Supreme Court precedents.

Focusing on youth

Focusing on youth

The lawsuit, led by youths, emphasized the pivotal role of rights and responsibilities toward future generations. Montana’s Constitution also extended R2HE to “present and future generations,” mandating that the State immediately ensure a clean and healthful environment while also protecting intergenerational sustainability.

The plaintiffs argued for classifying children and youths as a suspect or quasi-suspect class based on equal protection principles and the duty to protect vulnerable groups. Such classifications necessitate heightened and mindful protection due to inherent, immutable characteristics. The unique circumstances of childhood—marked by limited political influence, reliance on caregivers, diminished autonomy and ongoing physical development—render children and youths more susceptible to rights infringements compared to adults.

The catastrophic consequences of a destabilized climate significantly impact the future of younger generations, who presently lack significant agency and are subject to decisions made by adults. Safeguarding the interests of youths and future generations demanded carefully evaluating shortsighted policies and replacing them with sustainable, long-term programs. This approach aimed to ensure the enduring well-being of generations to come.

Emphasizing the State’s duty to regulate or its failure to observe its due diligence obligations

Emphasizing the State's duty to regulate or its failure to observe its due diligence obligations

The plaintiffs emphasized the significance of the State’s due diligence. While the plaintiffs were politically disadvantaged due to their age, the State was legally empowered and required to safeguard, maintain and improve the environment. However, the Montana Department of Environmental Quality, which enforces the state’s environmental laws— had wielded its authority in a manner that infringed upon the plaintiffs’ constitutional rights. The plaintiffs argued that the government defendants —trustees under the common law Public Trust Doctrine— were responsible for managing resources for current and future generations. The Court acknowledged that the State is duty-bound to protect and realize the constitutional R2HE. Including the Climate Change Exception represented a breach of that fundamental obligation.

The Court held that Montana’s state government bears the responsibility to safeguard and uphold the constitutional rights of its citizens. Discussions during the Constitutional Convention affirmed the government’s duty to enhance and preserve R2HE for current and future generations. Despite this clear obligation and legislative intent, Montana enacted the State Environmental Policy and introduced MEPA’s Climate Change Exception, thereby exacerbating the climate crisis. These policies permitted, sanctioned, and promoted carbon emissions through energy generation that heavily relied on fossil fuels and associated activities, directly contradicting the State’s commitment to environmental preservation.

Reinforcing the status of the R2HE as a fundamental and independent human right

Reinforcing the status of the R2HE as a fundamental and independent human right

The 1972 Montana State Constitution enshrined R2HE as a fundamental right. In 1999, the State Supreme Court affirmed the right. The plaintiffs asserted four claims before the District Court. The first specifically discussed the defendants’ breach of the independent, inalienable and fundamental R2HE— distinct from the right to health or life. The plaintiffs argued that climate stability should be included in R2HE and that addressing climate change is necessary to uphold the fundamental R2HE. Unchecked warming would cause climate catastrophe and create an environment incapable of sustaining human life and liberties.

Shifting the presumption proving adequacy of actions

The Court cited state precedent and reminded the parties that statutes, policies, and rules affecting fundamental rights must undergo strict scrutiny. The legal standard requires the burdened party —the State in this case— to establish “a compelling state interest” and prove that the action “is narrowly tailored to effectuate that interest.” Responsive to the plaintiffs’ arguments, the Court reasoned that MEPA implicated the plaintiffs’ R2HE and ultimately concluded that the Act failed to pass the strict scrutiny test due to a lack of compelling governmental interest.

Take Aways

Held’s case showcases the triumphs and promise of R2HE battles fought at the US state level, despite difficulties in the federal court system. While the nation contributes significantly to climate change, some individual states collectively emit volumes comparable to entire countries. Every victory sets a precedent crucial for future R2HE cases. Montana’s comparatively smaller emissions did not sway the Court to excuse the government from its duty. The Court wielded its constitutional powers to uphold R2HE, affirming the State’s duty to safeguard present and future generations.

Terms

Element

Clean Air

Clean air is a critical substantive element of R2HE, justified by the profound impact that poor air quality can have on the right to a healthy environment and a wide range of other human rights, including the rights to life, health, food, housing and an adequate standard of living.
Element

Pollution

R2HE encompasses protection against pollution through its substantive elements – particularly the elements of Non-Toxic Environments, Clean Air, Safe and Sufficient Water and Healthy Biodiversity and Ecosystems – because pollution in excess of a certain standard may compromise the “healthy environment” to which all individuals have a right. Individuals are entitled to live in environments that are devoid of various forms of harmful pollution, including harmful contaminants, emissions and pollutants. Consequently, R2HE emphasizes the need for clean air, water, soil and surroundings that are free from contaminants detrimental to human health and well-being. It stresses the obligation of states to take action to prevent pollution. ‘Pollution’ may refer to air, water, marine, noise and/or chemical pollution.
Element

Safe and Sufficient Water

R2HE includes access to safe and sufficient water among its substantive elements. This internationally recognized right provides that every person must have affordable access to a supply of safe water in quantities adequate for essential personal and domestic uses, including drinking, sanitation, washing of clothes, food preparation and personal and household hygiene. When water is polluted, contaminated or overexploited, the right to adequate quantities of safe water is jeopardized.
Element

Safe Climate

R2HE includes a safe climate among its substantive elements. A safe climate is one where the adverse effects of climate change are mitigated to safeguard fundamental human rights, such as the rights to life, health, food, water, housing and R2HE. While there isn’t a universally recognized and legally binding "right to a safe climate," there is a growing movement advocating for the recognition of such a right.
Strategy

Emphasizing the State's duty to regulate or its failure to observe its due diligence obligations

Invoking a government’s affirmative obligations under national and/or international law to regulate and implement policy to advance and monitor the protection of R2HE. One common instance of this strategy appears in the climate change context, where a plaintiff might argue that the government has taken insufficient action to mitigate climate change or reduce emissions. Another common context is that of corporate pollution, which might prompt a plaintiff to argue the government did not do enough to ensure a polluter’s compliance with environmental standards.
Strategy

Focusing on youth

Emphasizing the disproportionate and inequitable vulnerability of young people, children and/or future generations to climate change, biodiversity loss and environmental degradation. This emphasis is often articulated through the principles of Intergenerational Equity and Sustainable Development, which generally provide that governments and other entities must ensure the basic needs and rights of future generations when making decisions that bear on the environment. Additionally, the principles suggest that all individuals have a responsibility to care for future generations by limiting environmental degradation and consumption in the present.
Strategy

Reinforcing the status of the R2HE as a fundamental and independent human right

Recognizing R2HE as a standalone human right – that is, a human right that does not depend on or emerge from any other human right or source, but which exists independently and self-sufficiently. Recognition of R2HE as a fundamental and independent human right can be accomplished, for example, by invoking the UN Resolutions on R2HE.
Strategy

Using an established domestic body of law

Invoking well-established national laws, norms and/or legal principles in support of arguments related to R2HE. Where R2HE is present in a country’s constitution, the constitution will serve as the primary authoritative source for the right. Other, secondary sources of established domestic law commonly include statutory law and requirements governing public participation and/or the assessment of environmental risks. Environmental principles enshrined in domestic sources of law – for example, the precautionary principle – may also be emphasized to further the protection of R2HE.
Good Practices

Expansive reading of the scope and content of R2HE

An expansive definition of R2HE refers to the broad and inclusive nature or interpretation of a particular concept, document, principle or legal provision related to R2HE. Legal definitions of the complex R2HE and associated concepts often lack specificity as applied to real-world circumstances, leading many courts to ‘fill in the gaps’ by situating the right within wider contextual frameworks of law, policy and science. As the triple planetary crisis of climate change, biodiversity loss and pollution intensifies, courts are increasingly reading the scope and content of R2HE broadly to address a growing variety and number of environmental harms. By providing inclusive and robust definitions of guarantees associated with the right – for example, by confirming R2HE ensures a safe climate, protects biodiversity and/or entails a duty to regulate – courts can help to ensure and further the right’s protections and utility.
Good Practices

Flexible standing requirement

Standing refers to the capacity of a given party to have their claims heard in court. Imposing a flexible standing requirement can make it easier for an individual to bring a lawsuit by relaxing the criteria determining who has the legal right to sue. In many jurisdictions, standing – which often requires a showing of remediable and “individualized harm” linked to defendants’ actions – has posed a barrier to the adjudication of R2HE and environmental damage claims. This difficulty can be attributed in part to the complex and diffuse nature of many environmental phenomena, which makes establishing individualized injury and a causal link difficult. Some international and regional treaties incorporating R2HE emphasize that courts should adopt accommodating standing requirements in environmental defense cases. Many courts across the world have done just that, promoting access to justice by applying flexible standing requirements where parties seek to defend R2HE or environment.

Declaratory Relief

A legal remedy in which a court makes a formal statement or declaration regarding the rights, duties, or obligations of one or more parties in a dispute, without ordering any specific action or awarding damages. This type of relief provides clarity and resolves legal uncertainty, helping parties understand their legal positions and guiding their future conduct.

Due Diligence

The level of care, attention, and investigation that individuals, organizations, or entities must exercise to prevent harm to the environment or to ensure compliance with environmental regulations and standards. It involves taking reasonable steps to identify, understand, and mitigate potential environmental risks associated with particular activities or operations.

Injuction

A legal remedy issued by a court that orders a party to cease a particular action or activity or mandates them to perform a specific act. It's a court order that restrains someone from performing an act that threatens or violates the rights of another.

Intergenerational Equity

This international and environmental law principle provides that States and other entities must regard the impact of their public policies on the environment on present and future generations equally. In other words, actions that allow present generations to meet their needs and wants but sacrifice the ability of future generations to meet their basic needs and live lives of dignity contravene Intergenerational Equity.

Public Trust Doctrine

A legal principle that asserts certain natural resources – such as navigable waters, shorelines and other select resources of ecological and cultural importance – are held in trust by the government for the benefit of the public. This means that such resources are considered so crucial for society, that governmental institutions should provide them special protections, for the benefit of the public.