casebook

Francisco Chahuán v. Empresa Nacional de Petróleo and Others (Chile)

Chile

Finding that poor air quality and inadequately regulated industrial pollution violates the right to a healthy environment, Chile’s Supreme Court denounces ‘sacrifice zones’ as unjust and vindicates years of local mobilization.

Credit: Sergey Strelkov, stock photo ID 1770250438

Casebook Info

In Chile’s Quintero, Ventanas and Puchuncavi regions, persistent pollution from the Ventanas Industrial Complex has long plagued local communities. A court case in 2018 highlighted a series of toxic “Yellow Alert” events causing widespread health issues, including nausea, vomiting and hospitalizations. The plaintiffs accused the State and private companies of neglect and failure to prevent pollution, violating citizens’ right to a healthy environment (R2HE). The Supreme Court ruled in favor of the plaintiffs, ordering measures to reduce emissions, diagnose related diseases and establish emergency plans. As of 2023, achieving full compliance has proved challenging, despite some progress in regulating pollutants and closing certain industrial facilities.

  • Year Filed 2019
  • Year of Most Recent Ruling 2019
  • Year of Final Ruling 2019
  • Jurisdiction Chile
  • Court Name Supreme Court
  • Plaintiff(s) 12 appellants, including individuals, representatives, municipalities and domestic and international NGOs
  • Ruling On Merits/Procedure
  • Respondent(s) An array of private corporations, state agencies and offices, regional and national officers and the President
  • Outcome Decided
  • Decision Link to the decision/ruling

Background

Chile’s Quintero, Ventanas and Puchuncavi regions have long grappled with persistent pollution from a local industrial complex that continuously released toxins into the environment. The area surrounding the Ventanas Industrial Complex is often called a “sacrifice zone,” polluting the local communities for years and contaminating the air and soil, which caused adverse health outcomes.

The case originated from a series of “Yellow Alert” pollution events in 2018, resulting in thousands of individuals requiring medical attention and, in extreme cases, hospitalization. From late August to early October, locals were exposed to nauseating fumes, causing symptoms such as vomiting, dizziness, headaches and fainting. By October 9, over 1,700 people had sought health consultations and authorities discovered traces of sulfur dioxide, methyl chloroform, nitrobenzene and toluene – all harmful to human health – in the environment.

The plaintiffs alleged that the State and private entities had neglected their responsibilities for decades. Their failure to take necessary measures to prevent further toxic events ultimately lead to the mass health crisis of 2018. Private companies within the Ventana Industrial Complex were accused of inadequate waste treatment and measures to prevent environmental pollution. The State, including the Ministry of the Environment and the Chilean President, faced accusations of neglecting their mandated responsibilities and violating domestic and international obligations to monitor public health and uphold fundamental rights such as the right to life, health and a pollution-free environment.

The Supreme Court of Chile determined that the harmful air pollution violated the population’s right to a healthy environment (R2HE) and that the State had failed to take the necessary precautionary and preventive measures required by domestic laws and international commitments. Emphasizing human rights protections over economic development, the Court ruled that the economic benefits of industry could not justify sacrificing conservation, environmental protection and the health of local populations.

The Court issued extensive remedies, including (1) that the State conduct studies to determine the extent and sources of pollution, develop an action plan within one year and implement measures to address pollution; (2) requiring facilities and pollution sources to reduce emissions to levels set by administrative authorities; (3) diagnosing diseases linked to pollution and implementing specific health programs; (4) creating an Emergency Plan for future pollution events; (5) fostering cooperation and coordination between government levels; and (6) establishing a public information platform to publish reports and investigations required by the Court.

As of 2023, although a Quintero-Puchuncaví Environmental and Social Recovery Program is in place, there are ongoing delays and barriers to implementing the Court’s orders, with a comprehensive analysis of local pollutants and their health effects still pending. However, some positive developments have been made, including regulating contaminants like benzene and closing some smelters in the industrial complex.

  • 1,700 Requiring Medical Attention The pollution incidents in Quintero, Ventanas and Puchuncaví led to numerous people requiring medical attention due to exposure to toxic chemicals.
  • Law No. 19,300 Article 70 The constitutional provision integrates Chile’s international legal obligations and agreements into domestic law.
  • Rights of Nature The Court emphasized that in addition to the right to a healthy environment, the well-being and protection of nature were imperative, irrespective of their value to humans.

Plaintiff Strategies & Court Good Practices

Using an established domestic body of law

Using an established domestic body of law

The plaintiffs brought the case alleging that the respondents violated their constitutional rights to life, health and a healthy environment. The Court noted that a number of the plaintiffs were not directly harmed. Only one plaintiff alleged direct harm and the violation of their rights . However, the Court noted that they could decide on the execution of environmental measures and norms even absent direct harm, especially when a popular action was unavailable.

The case did not argue that the Chilean Constitution explicitly guaranteed R2HE; however, Article 1 mandates the State to promote the common good, ensuring the fullest respect for citizens’ guaranteed rights to thrive. Additionally, Law No. 19,300’s Article 70 obligated the Ministry of the Environment to adhere to international conventions ratified by Chile. These constitutional and legislative provisions legally bound the State to honor its international commitments, providing a domestic legal basis for enforcement beyond international compliance regimes. The plaintiffs contended, and the Supreme Court agreed, that the respondents had failed to fulfill their constitutional and international obligations.

Using an established international body of law to support R2HE

Using an established international body of law to support R2HE

Domestic legislation required the State, municipalities and agencies to comply with the international agreements to which Chile had subscribed. This included hard emissions targets, recognizing certain fundamental rights and the application of legal principles. The Court spent significant time detailing the various international, regional and bilateral treaties, agreements, conventions and declarations Chile had signed and was therefore bound by. Such agreements included the Montreal Protocol, Stockholm Convention, Basel Convention, Rio Declaration and the World Declaration of the International Union for Conservation of Nature (IUCN) on the Rule of Law in Environmental Matters, among others. The Court focused on how such agreements articulated the contents of sustainable development and intergenerational equity and called for application of the precaution and prevention principles.

Connecting R2HE to the rights of nature (RoN)

Connecting R2HE to the rights of nature (RoN)

The Supreme Court spent considerable time articulating the principles that the respondents were obligated to recognize and fulfill. One such principle was taken from the World Declaration of the IUCN on the Rule of Law in Environmental Matters (IUCN World Declaration). The State and private actors must “care for and promote the well-being of nature, regardless of its value to human beings, as well as to impose limitations on its use and exploitation.” While listed among numerous other principles, the application of Principle 1 from the IUCN World Declaration elevates and recognizes the rights of nature independent of humans.

Focusing on youth

Focusing on youth

While the Industrial Complex promised development and economic growth, the plaintiffs argued that sustainable development required such growth to not be at the expense of the locals’ health and environment. The Supreme Court agreed, finding that the principle of sustainable development fully applied to the case and clarifying its scope from the Stockholm and Rio Declarations and the Convention on Biological Diversity. Drawing from these international sources—as well as domestic Law No 19,300— the Court found that development could not compromise the expectations and needs of future generations.

Emphasizing the State’s duty to regulate or its failure to observe its due diligence obligations

Emphasizing the State's duty to regulate or its failure to observe its due diligence obligations

The plaintiffs’ case centered on the fact that, through action or omission, the State had failed in its obligations to regulate environmental pollutants and protect the fundamental rights of the populace. The respective administrative agencies responded that they followed international conventions in force, adopted appropriate health measures to address the pollution events, complied with national emergency plans and sufficiently monitored and analyzed unregulated emissions. The Supreme Court found that the respondents had failed in their duties, neglecting to apply the principles of precaution and prevention, thereby failing to implement sustainable developmental practices and infringing on the fundamental rights of life, health and a healthy environment.

Reinforcing the status of the R2HE as a fundamental and independent human right

Reinforcing the status of the R2HE as a fundamental and independent human right

From the outset, R2HE was separated from the interlinked rights to health and life. The Court articulated the intertwined nature of the fundamental rights, stating that it was necessary to analyze their violations together as a whole.

Terms

Strategy

Connecting R2HE to the rights of nature (RoN)

Recognizing that R2HE includes protections for nature and the “rights of nature” in virtue of its intrinsic value, not solely because it holds instrumental value for human use. This strategy makes full achievement of R2HE dependent on the recognition and defense of nature’s rights.
Strategy

Emphasizing the State's duty to regulate or its failure to observe its due diligence obligations

Invoking a government’s affirmative obligations under national and/or international law to regulate and implement policy to advance and monitor the protection of R2HE. One common instance of this strategy appears in the climate change context, where a plaintiff might argue that the government has taken insufficient action to mitigate climate change or reduce emissions. Another common context is that of corporate pollution, which might prompt a plaintiff to argue the government did not do enough to ensure a polluter’s compliance with environmental standards.
Strategy

Focusing on youth

Emphasizing the disproportionate and inequitable vulnerability of young people, children and/or future generations to climate change, biodiversity loss and environmental degradation. This emphasis is often articulated through the principles of Intergenerational Equity and Sustainable Development, which generally provide that governments and other entities must ensure the basic needs and rights of future generations when making decisions that bear on the environment. Additionally, the principles suggest that all individuals have a responsibility to care for future generations by limiting environmental degradation and consumption in the present.
Strategy

Reinforcing the status of the R2HE as a fundamental and independent human right

Recognizing R2HE as a standalone human right – that is, a human right that does not depend on or emerge from any other human right or source, but which exists independently and self-sufficiently. Recognition of R2HE as a fundamental and independent human right can be accomplished, for example, by invoking the UN Resolutions on R2HE.
Strategy

Using an established domestic body of law

Invoking well-established national laws, norms and/or legal principles in support of arguments related to R2HE. Where R2HE is present in a country’s constitution, the constitution will serve as the primary authoritative source for the right. Other, secondary sources of established domestic law commonly include statutory law and requirements governing public participation and/or the assessment of environmental risks. Environmental principles enshrined in domestic sources of law – for example, the precautionary principle – may also be emphasized to further the protection of R2HE.
Strategy

Using an established international body of law to support R2HE

Relying on well-established international treaties, norms and principles in making arguments advancing and protecting R2HE. Commonly cited international bodies of law include UN Reports, jurisprudence from international and/or regional courts, General Comments by UN bodies, Declarations and more.

Intergenerational Equity

This international and environmental law principle provides that states and other entities must regard the impact of their public policies on the environment on present and future generations equally. In other words, actions that allow present generations to meet their needs and wants but sacrifice the ability of future generations to meet their basic needs and live lives of dignity contravene Intergenerational Equity.

Precautionary Principle

This environmental law principle provides that, where there exists a risk of serious and/or irreversible harm, scientific uncertainty about the extent of the harm or about the exact consequences of a particular action or process does not justify failing to implement measures to combat associated risks of environmental degradation or destruction. In other words, in the face of scientific uncertainty, authorities should still take measures to address environmental threats.

Prevention Principle

This environmental law principle provides that states and other actors must take meaningful steps to avoid environmental harms before they occur. In other words, if there is a tangible risk of environmental harm that is imminent and demands an emergency response, authorities are obliged to implement the necessary measures before damage is caused to the environment.

Rights of Nature

The concept of "rights of nature" is centered on the idea that natural entities, such as ecosystems, rivers, forests, or other natural elements, should possess legal rights just like humans do. This perspective suggests that nature itself should have intrinsic rights to exist, thrive, and evolve, independent of its usefulness to humans.

Sacrifice Zone

A ‘sacrifice zone,’ hundreds of which can be found across the Earth, is an area systemically impaired by high levels of pollution and contamination, often due to industrial activity. Such ‘sacrifice zones’ can be understood as sites of layered exploitation – both of the environment, and of the marginalized and vulnerable populations that often dwell within.

Sustainable Development

This concept provides that states should pursue measures that allow present generations to meet their essential needs without compromising the ability of future generations to do the same. Moreover, it recognizes the need for states to work towards their economic development while also ensuring the realization and protection of fundamental human rights. In some jurisdictions, sustainable development is regarded as a guiding principle, while in others, it is treated as a right with binding consequences.